LICENSEES QUICK LINKS
- Current Processing Timeframes
- Licensee and Examinee Statistics
- Licensee Lists and Data Files
- Publications
- Forms
Right Column
Sample Trust Account Review (TAR) Reports
The following two sample trust account review (TAR) reports are being provided solely as a guideline to assist threshold brokers and their accountants in complying with Business and Professions Code Section 10232.2(a) and Commissioner's Regulation 2846.5. The following two sample formats will be acceptable by the Department:
