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California Real Estate and Financial Services License Information
Together, the Department of Real Estate, the Office of Real Estate Appraisers, the Department of Corporations and the Department of Financial Institutions regulate most of the real estate and financial services in California. This web page is provided as a one-stop resource for California real estate and financial services license information, laws and regulations.
To check the license records of all four departments at once, click the button below:
Information specific to each department is provided below.
Department of Real Estate (DRE) www.dre.ca.gov
The DRE is responsible for the administration and enforcement of the Real
Estate Law and Subdivided Lands Law. Licensees include real estate brokers and
salespersons, prepaid rental listing services and mineral, oil and gas brokers.
Real estate brokers may also act as mortgage brokers.
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License Status Check
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Desist and Refrain Orders
- Applicable Laws and Regulations
Office of Real Estate Appraisers (OREA)
www.orea.ca.gov
OREA licenses real estate appraisers and ensures adherence to the national
Uniform Standards of Professional Appraisal Practice (USPAP) and the California
Real Estate Appraisers Licensing and Certification Law and Regulations.
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License Status Check
- Applicable Laws and Regulations
Department of Corporations (CORP)
www.corp.ca.gov
CORP licenses and regulates Residential Mortgage Lenders (RMLs); California
Finance Lenders (CFLs); independent escrow companies; deferred deposit
originators (payday lenders); check sellers, bill payers and proraters;
securities brokers and dealers; investment advisers; and financial planners.
The Department also regulates the offer and sales of
securities, franchises,
and off-exchange commodities.
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License Status Check
- Residential Mortgage Lenders
- California Finance Lenders
- Independent Escrow Companies
- Deferred Deposit Originators (Payday Lenders)
- Check Sellers, Bill Payers and Proraters
- Securities Broker-Dealers, Securities Broker-Dealer Agents, Investment Advisers and Financial Planners
- Access to Securities and Franchise Filings (Cal-EASI) View notices and applications submitted for the offer and sales of Securities and Franchise Registrations/Renewals.
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Enforcement Actions
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Applicable Laws and Regulations
Department of Financial Institutions (DFI)
www.dfi.ca.gov
DFI is responsible for administering state laws regulating state-licensed
financial institutions: banks, credit unions, industrial banks, trust
companies, offices of foreign banks, issuers of travelers checks and payment
instruments (money orders), and transmitters of money abroad pursuant to the
Financial Code and the Regulations of the Commissioner of Financial
Institutions.
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License Status Check
- Applicable Laws and Regulations
Department of Insurance (CDI)
www.insurance.ca.gov
The California Department of Insurance is responsible for enforcing many of the
insurance-related laws of the state. They are foremost a consumer protection
agency. Their number one priority is to protect insurance consumers by
regulating the industry's practices and encouraging a healthy marketplace,
which is one of the largest in the world.
To view an alphabetical list of license types along with the responsible department, click here.









